The United States SEC helps maintain the integrity of the securities markets and protects investors. The goals of the SEC are now more important than ever, as more first time investors turn to the different markets to build security moving into the future.
Securities are more volatile than deposits, which are backed by the federal government. Investors can protect their money in the securities markets by researching and networking with knowledgeable investors.
The SEC laws governing the securities industry derive from the idea that all investors and individuals should have access to facts about investments prior to investing.
If you would like additional information on going public by filing an S-1 registration statement with the SEC, please contact us today.